Self assessment exercises (MC)

​For its first Review Panel excercise, CEIOPS decided to assess the application of the provisions of information exchange and supervisory cooperation in the context of the General Protocol (in particular those on authorisation, cross-border activities and on-going supervision), the Budapest protocol (in particular those on cross-border activities and on-going supervision) and the Helsinki Protocol (in particular on the existing guidelines) together with CEIOPS-CEBS 10 Common Principles for Colleges of supervisors.

During the first phase of this excercise, CEIOPS Members and Observers have replied by end June 2009 to the following questionaires:

CEIOPS Self-assesment questionnaire - General Protocol (699 KB)

CEIOPS Self-assesment questionnaire - Budapest Protocol (139 KB)

CEIOPS Self-assesment questionnaire - Helsinki Protocol (183 KB)

The replies to these self-assessment questionnaires are available in the table below. Please note that CEIOPS Members and Observers bear full responsibility for the answers provided.

Overviews of the original replies to the self-assessments questionnaires and summary reports:

Note: CEIOPS Members and Observers bear full responsibility for the answers provided

General Protocol Budapest Protocol Helsinki Protocol
Summary Report Summary Report Sumary Report
Overview of replies Overview of replies Overview of replies

Individual replies by CEIOPS Members and Observers:

Note: In accordance with the CEIOPS Methodology on Peer Reviews, CEIOPS Members and Observers have the possibility to update/revise  their original replies to the self-assessment questionnaires. The updates are marked below in bold and the number in superscript indicates the respective number of revision. Guidance for revisions of replies to the self-assessment.

The revised replies have not been assessed by the Review Panel and are not reflected in the Summary Reports (see above).

Please note: The self-assessments are in the process of being updated with the final responses provided by Member States. Until the 18th of January 2011 the following revised replies were uploaded: AT, BE, BG, CY, CZ, DE, DK, FI, FR GR, HU, IT, LI, LT, LU, MT, NL, NO, PT, SK, UK.  The rest of the latest revised replies will be posted below shortly. Currently, all the latest responses are published in the final reports of the Peer Reviews, available here.

Country General Protocol Budapest Protocol Helsinki Protocol
Austria Reply1/Implementing measures Reply/Implementing measures Reply/Implementing measures
Belgium Reply1/Implementing measures Reply/Implementing measures Reply/Implementing measures
Bulgaria Reply1/Implementing measures Reply/Implementing measures Reply/Implementing measures
Cyprus Reply2
Reply1
Czech Republic Reply3/Implementing measures Reply/Implementing measures Reply/Implementing measures
Denmark Reply1/Implementing measures Reply Reply
Estonia Reply1/Implementing measures Reply/Implementing measures Reply/Implementing measures
Finland Reply1/Implementing measures Reply/Implementing measures Reply
France Reply1/Implementing measures Reply/Implementing measures Reply
Germany Reply2/Implementing measures Reply/Implementing measures Reply/Implementing measures
Greece Reply1/Implementing measures
Reply/Implementing measures
Hungary Reply1/Implementing measures Reply Reply/Implementing measures
Iceland Reply
Reply
Ireland Reply Reply/Implementing measures Reply
Italy Reply1/Implementing measures Reply/Implementing measures Reply
Latvia Reply/Implementing measures Reply/Implementing measures Reply/Implementing measures
Liechtenstein Reply1/Implementing measures Reply/Implementing measures Reply/Implementing measures
Lithuania Reply1/Implementing measures Reply/Implementing measures Reply/Implementing measures
Luxembourg Reply1/Implementing measures Reply CAA /Reply CSSF / Implementing measures Reply
Malta Reply1/Implementing measures Reply/Implementing measures Reply
Netherlands Reply2/Implementing measures Reply/Implementing measures Reply
Norway Reply1 Reply Reply
Poland Reply/Implementing measures Reply/Implementing measures Reply
Portugal Reply1/Implementing measures Reply/Implementing measures Reply
Romania Reply1/Implementing measures Reply/Implementing measures Reply/Implementing measures
Slovakia Reply1 Reply/Implementing measures Reply
Slovenia Reply/Implementing measures Reply/Implementing measures Reply
Spain Reply/Implementing measures Reply/Implementing measures Reply
Sweden Reply Reply/Implementing measures Reply
United Kingdom Reply2/Implementing measures Reply/Implementing measures Reply

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