Protocols

In this section you will find copies of protocols relating to the collaboration of supervisory authorities.

22.01.2014

Protocol relating to the Cooperation of the Competent Authorities of the Member States of the European Union in Particular Concerning the Application of Directive 2002/92/EC of the European Parliament and of the Council of 9 December 2002 on Insurance Mediation ("Luxembourg Protocol")

Luxembourg Protocol Rev 1

EIOPA Luxembourg Protocol - Annex I Registration Notification
EIOPA Luxembourg Protocol - Annex II-A
EIOPA Luxembourg Protocol - Annex II-B
EIOPA Luxembourg Protocol - Annex III
EIOPA Luxembourg Protocol - Annex IV

 

15.03.2013

Operational Memorandum of Understanding between EIOPA and the World Bank

21.12.2012

EU-U.S. Dialogue Project: The Way Forward

21.09.2012

Memorandum of Understanding between EIOPA and the Swiss Financial Market Supervisory Authority (FINMA)

05.11.2009

Revised Protocol relating to the Collaboration of the Relevant Competent Authorities of the Member States of the European Union in Particular in the Application of the Directive 2003/41/EC of the European Parliament and of the Council of 3 June 2003 on the Activities and Supervision of Institutions for Occupational Retirement Provision (IORPs) Operating Cross-Border:

( Revised Budapest Protocol )
( Revised Budapest Protocol - Appendix 1: Terms Used )
( Revised Budapest Protocol - Appendix 2: Main Characteristics )
( Revised Budapest Protocol - Appendix 3: Legal Form of IORP )
( Revised Budapest Protocol - Appendix 4.1: Flow Chart - Notification Process )
( Revised Budapest Protocol - Appendix 4.2: Flow Chart - On-going Supervision )
( Revised Budapest Protocol - Appendix 4.3: Flow Chart - Complaints )
( Revised Budapest Protocol - Appendix 5: List of Home Member State Competent Autorities for the purposes of the Directive )
( Revised Budapest Protocol - Appendix 6: List of Host Member State Competent Authorities for the purposes of the Directive )
( Revised Budapest Protocol - Appendix 7: National Complaints Handling Systems )
( Revised Budapest Protocol - Appendix 8: Joinder Agreement )

Note: CEIOPS Members who are presently the Competent Authorities under the IORP Directive have approved the Protocol. Competent Authorities, which are non-CEIOPS Members and Observers, will be bound by the terms of this Protocol by signing a Joinder Agreement. The list of the Competent Authorities, presented in Annexes 5 or/and 6, will be up-dated accordingly.

19.12.2008

Joint Protocol on Cooperation between CESR, CEBS and CEIOPS

01.08.2008

Protocol on Review Panel of the Committee of European Insurance and Occupational Pensions Supervisors

( Protocol on Review Panel )
( Methodology for Peer Review )

01.06.2008

Memorandum of Understanding on Cooperation between the Financial Supervisory Authorities, Central Banks and Finance Ministries of the European Union on Cross-Border Financial Stability

( MoU on Cross-Border Financial Stability )

31.03.2008

General Protocol relating to the Collaboration of the Insurance Supervisory Authorities of the Member States of the European Union (Revised Siena Protocol)

( General Protocol on Collaboration )
( General Protocol on Collaboration - Annex I: Definitions )
( General Protocol on Collaboration - Annex II: Certificate of Solvency )
( General Protocol on Collaboration - Annex III: Agreement-Document I )
( General Protocol on Collaboration - Annex III: Agreement-Document II )
( General Protocol on Collaboration - Annex IV: Technical Account )
( General Protocol on Collaboration - Annex V: Joinder Agreement )
( General Protocol on Collaboration - Annex VI: Competent Authorities )
( General Protocol on Collaboration - Annex VII: Subject Index )

02.11.2007

Protocol on Mediation Mechanism between Insurance and Pensions Supervisors


Protocol on Mediation Mechanism )
Protocol on Mediation Mechanism - Explanatory Annex )

October 2008

Protocol relating to the Cooperation of the Competent Authorities of the Member States of the European Union in Particular Concerning the Application of Directive 2002/92/EC of the European Parliament and of the Council of 9 December 2002 on Insurance Mediation

 Luxembourg Protocol Rev 1

01.02.2010

Note on regularising existing co-operation arrangements with the Swiss insurance supervisory authority - recognition of the Swiss Financial Markets Supervisory Authority (FINMA) as legal successor of FOPI in MMoU signed with CEIOPS Members

11.04.2006

Memorandum of Understanding with FOPIList of Signatories

22.03.2006

EU-US Memorandum of Understanding (Model)

02.03.2006

Protocol relating to the Collaboration of the Relevant Competent Authorities of the Member States of the European Union in Particular in the Application of the Directive 2003/41/EC of the European Parliament and of the Council of 3 June 2003 on the Activities and Supervision of Institutions for Occupational Retirement Provision (IORPs) Operating Cross-Border
( Budapest Protocol )
( Budapest Protocol - Appendix 1: Terms Used )
( Budapest Protocol - Appendix 2: Main Characteristics
( Budapest Protocol - Appendix 3: Legal Form of IORP
( Budapest Protocol - Appendix 4: Flow Chart )
( Budapest Protocol - Appendix 5: List of Home Member State Competent Autorities for the purposes of the Directive )
( Budapest Protocol - Appendix 6: List of Host Member State Competent Authorities for the purposes of the Directive )
( Budapest Protocol - Appendix 7: Joinder Agreement

  Note: CEIOPS Members who are presently the Competent Authorities under the IORP Directive have approved the Protocol. Competent Authorities, which are non-CEIOPS Members and Observers, will be bound by the terms of this Protocol by signing a Joinder Agreement. The list of the Competent Authorities, presented in Annexes 5 or/and 6, will be up-dated accordingly.

11.05.2000

Protocol relating to the collaboration of the supervisory authorities of the Member States of the European Union with regard to the application of Directive 98/78/EC on the supplemetary supervision of insurance undertakings in an insurance group
( Helsinki Protocol )

 

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