Regulation, rules and procedures
Check out the full list of rules, procedures and regulation relating to EIOPA's institutional framework, to its areas of work under its mandate, as well as to its operations.
EIOPA Regulation
- EIOPA Regulation in all languages, formats and links to the Official Journal
- 2019 Review of EIOPA Regulation in all languages, formats and links to the Official Journal
- 2020 Review of EIOPA Regulation in all languages, formats and links to the Official Journal
Overview of EIOPA’s main legal instruments
General Procedures
- External Procedure: Public access to documents
Internal Procedures
- Rules of procedures of the European Insurance and Occupational Pensions Authority
- Board of Supervisors Rules of Procedures
- Management Board Rules of Procedures
- Rules of procedure of the inquiry panel
- Rules of procedure on investigations regarding breach of Union law
- Rules of procedure of the mediation panel
Internal Rules
- EIOPA Internal Language
- EIOPA Professional Secrecy
- Anti Fraud Measures
- Code of Good Administrative Behaviour
- Data Protection Implementing Rules (2019)
- Reimbursement rules for external persons.pdf
Governing regulation
Solvency II
- Regulation 2009/138/EC, Directive 2009/138/EC of the European Parliament and of the Council of 25 November 2009 on the taking-up and pursuit of the business of Insurance and Reinsurance (Solvency II)
Financial conglomerates
IDD
Regulation (EU) 2016/97
Regulatory technical standards
Implementing technical standards
Guidelines
- Guidelines under the Insurance Distribution Directive on Insurance-based investment products that incorporate a structure which makes it difficult for the customer to understand the risks involved
- Preparatory Guidelines on product oversight and governance arrangements by insurance undertakings and insurance distributors
Delegated Regulations
- Commission Delegated Regulation (EU) 2017/2358 on product oversight and governance (POG) requirements for insurance undertakings and insurance distributors
- Commission Delegated Regulation (EU) 2017/2359 on information requirements and conduct of business rules applicable to the distribution of insurance-based investment products conduct requirements (IBIPs)
- Commission Delegated Regulation of 13.5.2019 amending Directive (EU) 2016/97 of the European Parliament and of the Council with regard to regulatory technical standards adapting the base euro amounts for professional indemnity insurance and for financial capacity of insurance and reinsurance intermediaries
Implementing Regulations
Questions and answers
IORP II
- Regulation (EU) 2016/2341 Directive (EU) 2016/2341 of the European Parliament and of the Council of 14 December 2016 on the activities and supervision of institutions for occupational retirement provision (IORPs)
Anti money laundering
Distance marketing of consumer financial services
PEPP
- Regulation 2019/1238 Regulation (EU) 2019/1238 of the European Parliament and of the Council of 20 June 2019 on a pan-European Personal Pension Product (PEPP) (Text with EEA relevance)
- Commission Delegated Regulation (EU) 2021/473 of 18 December 2020 supplementing Regulation (EU) 2019/1238 of the European Parliament and of the Council with regard to regulatory technical standards specifying the requirements on information documents, on the costs and fees included in the cost cap and on risk-mitigation techniques for the pan-European Personal Pension Product (Text with EEA relevance); C/2020/9073; OJ L 99, 22.3.2021, p. 1–33
- Commission Delegated Regulation (EU) 2021/895 of 24 February 2021 supplementing Regulation (EU) 2019/1238 of the European Parliament and of the Council with regard to product intervention (Text with EEA relevance); C/2021/1133; OJ L 197, 4.6.2021, p. 1–4
- Commission Delegated Regulation (EU) 2021/896 of 24 February 2021 supplementing Regulation (EU) 2019/1238 of the European Parliament and of the Council with regard to additional information for the purposes of the convergence of supervisory reporting (Text with EEA relevance); C/2021/1134; OJ L 197, 4.6.2021, p. 5–6
- Commission Implementing Regulation (EU) 2021/897 of 4 March 2021 laying down implementing technical standards for the application of Regulation (EU) 2019/1238 of the European Parliament and of the Council with regard to the format of supervisory reporting to the competent authorities and the cooperation and exchange of information between competent authorities and with the European Insurance and Occupational Pensions Authority (Text with EEA relevance); C/2021/1421; OJ L 197, 4.6.2021, p. 7–66
Guidelines
PRIIPs
Regulation 1286/2014
Regulatory technical standards
- Commission Delegated Regulation (EU) 2017/653 of 8 March 2017 supplementing Regulation (EU) No 1286/2014 of the European Parliament and of the Council on key information documents for packaged retail and insurance-based investment products (PRIIPs) by laying down regulatory technical standards with regard to the presentation, content, review and revision of key information documents and the conditions for fulfilling the requirement to provide such documents
- Commission Delegated Regulation (EU) 2016/1904 of 14 July 2016 supplementing Regulation (EU) No 1286/2014 of the European Parliament and of the Council with regard to product intervention (Text with EEA relevance)
Guidelines
Supervisory Statements
- Joint ESA supervisory statement concerning the performance scenarios in the PRIIPs KID
- Joint ESA Supervisory Statement – application of scope of the PRIIPs Regulation to bonds
Questions and answers
Digital Operational Resilience Act (DORA)
Regulation (EU) 2022/2554